Staying informed about all of the cyber security compliance standards is essential to keeping your company safe from hackers. Read on to learn about the various steps you can take to stay up to date with your industry’s compliance standards.
The Financial Industry Regulatory Authority (FINRA) is a non-governmental agency authorized by Congress to help regulate and protect the financial industry. Operating under the auspices of the SEC as a Self-Regulatory Organization (SRO), FINRA ensures that broker-dealers are honest and forthright and that financial data is kept secure.