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What is CUI? Basic Concepts Explained

What is CUI? Basic Concepts Explained

Learn what Controlled Unclassified Information (CUI) is and how it fits into CMMC compliance for DoD contractors handling sensitive data.

Controlled Unclassified Information (CUI) refers to sensitive federal data that, while not classified, requires safeguarding under federal law and agency policies. As cyber threats continue to escalate, the U.S. Department of Defense (DoD) has prioritized CUI protection across its contractor ecosystem.

For organizations in the Defense Industrial Base (DIB), properly handling CUI is not optional—it’s a core requirement under the Cybersecurity Maturity Model Certification (CMMC). Failure to protect CUI can result in lost contracts and increased risk exposure.

In this guide, we’ll explain:

What is Controlled Unclassified Information (CUI)?

Controlled Unclassified Information (CUI) refers to sensitive government data that requires safeguarding but does not rise to the level of classified information. CUI was formally established by Executive Order 13556 in 2010 to standardize the handling of sensitive but unclassified information across federal agencies.

Examples of CUI include:

To help organizations identify and protect this information, the National Archives and Records Administration (NARA) maintains the official CUI Registry, which outlines the categories of CUI and associated safeguarding or dissemination rules.

CUI is broken into two subtypes: CUI Basic, which follows standard safeguarding protocols, and CUI Specified, which includes enhanced protections mandated by law or regulation.

FCI vs. CUI vs. Classified Information

Organizations working with the U.S. government—especially the Department of Defense (DoD)—must understand the distinctions between various types of sensitive information:

Knowing which type of information your organization handles is critical for determining your CMMC obligations and ensuring ongoing DoD contract eligibility.

CUI in the CMMC Framework

The Cybersecurity Maturity Model Certification (CMMC) is the DoD’s standardized framework for safeguarding sensitive information across the Defense Industrial Base (DIB). CUI is a core component, and protecting it requires implementation of CMMC Level 2 or 3 controls.

CMMC Levels at a Glance:

Level 1 – Foundational
For FCI

Level 2 – Advanced
For CUI

Level 3 – Expert
For highly sensitive CUI in high-threat environments

CUI protection begins at Level 2. Contractors must demonstrate full implementation of all 110 NIST controls, including areas such as access control, incident response, and data integrity.

How to Achieve and Maintain CMMC Compliance

Preparing for CMMC certification involves more than just checking a box. It requires a structured, ongoing commitment to cybersecurity. Here’s how contractors can prepare effectively:

1. Assess Your Current Posture

Start with a gap assessment against your target CMMC level, identifying any policy or technical shortfalls. This should include:

2. Remediate Gaps

Next, update your environment to close any gaps:

3. Undergo Formal Assessment

If you’re seeking CMMC Level 2 certification, schedule an audit with a Certified Third Party Assessment Organization (C3PAO). These organizations are accredited by the Cyber AB to perform official evaluations.

⚠️ Only non-prioritized acquisitions at Level 2 may qualify for self-assessment. Most organizations handling CUI will require a third-party assessment by a C3PAO.

4. Maintain Compliance

Cybersecurity isn’t a one-time effort. Contractors must:

Why CUI Compliance Matters

CUI may not be classified, but its protection is essential to national security. Unauthorized disclosure—whether due to weak access controls, lack of training, or poor system design—can have ripple effects across government operations and defense capabilities.

Contractors handling CUI must rise to the challenge with strong, NIST-aligned cybersecurity practices. With CMMC 2.0 Level 2 becoming a contractual requirement, failure to comply means losing DoD business opportunities.

Secure Your Future with RSI Security

CMMC compliance, especially for organizations managing CUI, requires precision, discipline, and experience. RSI Security is a Certified RPO with a proven track record of guiding DoD contractors through the CMMC process—from gap assessments to successful certification.

Get a clear roadmap to CMMC compliance, download our  checklist and prepare for certification with confidence.

Download Our CMMC Checklist


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